COMPLIANCE WEEK 2023

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Across
  1. 1. Regulates the financial services industry in UK
  2. 3. Required in order to sell, solicit or negotiate insurance
  3. 5. Regulation in EU law on data protection & privacy
  4. 7. Email sent with disguised link via Internet criminal
  5. 8. Is the financial regulatory agency in Belgium
  6. 9. Unsolicited messages sent in bulk by email
  7. 10. Do not conduct business with individuals or businesses subject to
  8. 12. DC's regulator of insurance, securities & banking laws
Down
  1. 2. Internal & External survey/ examination of operations
  2. 4. A type of tax and/or stamp fee
  3. 6. Celebrated 75th anniversary
  4. 7. Do not ever share your _____
  5. 11. The country's financial services regulator