After Lunch Crossword Challenge

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Across
  1. 5. a location outside of primary office to conduct business
  2. 7. appropriate type of investments for clients
  3. 10. giving the appearance of something else
  4. 12. an indication of cognitive decline
  5. 15. stock symbol for Netflix
  6. 16. competing personal and professional activity
  7. 18. individuals with a history of disciplinary actions
  8. 19. provides continuous investment services to clients for a fee
  9. 20. stock symbol for Amazon
  10. 23. client and firm documents
  11. 24. contractual agreement between the IA and client
  12. 26. recommended procedures or implementation
  13. 28. a firm that executes securities transactions for clients and itself
Down
  1. 1. the oldest investor protection organization
  2. 2. stock symbol for Microsoft
  3. 3. a charge for providing investment management services
  4. 4. an investment adviser's responsibility to its clients
  5. 6. a digital ledger of cryptocurrency transactions
  6. 8. a method to raise funds for a cryptocurrency
  7. 9. free from registration
  8. 11. a type of cryptocurrency
  9. 13. freedom to make investment decision on behalf of the client
  10. 14. possession of client funds and/or securities
  11. 17. exempt sale of securities to accredited investors
  12. 21. stock symbol for Home Depot
  13. 22. a fraudulent plan promising high returns for little risk
  14. 25. compliance with securities laws
  15. 27. method for resolving disputes between investors and brokers