Aon Singapore Compliance - Retail Onboarding Training for New Hires
Across
- 3. If Aon's interests differ from the interest of a client, this is a _________ conflict of interest
- 5. If there are potential/ actual conflicts of interest, staff should submit a Conflict of interest (COI) ________ form for approval by their line manager and Compliance
- 7. The misuse of power for private gain
Down
- 1. The following countries are embargoed countries - ____, North Korea, Iran and Syria
- 2. An example of "anything of value" may be a ____ that is offered by a client.
- 4. GI Intermediaries, like Aon must not pay fees or share commissions with business ______ or referres, regardless of whether they are registered agents or unqualified and unregistered entities
- 6. A ________ is an example of military equipment or intelligence application which is a sanctioned/ trade-restricted material that should be escalated to Compliance for review and approval