CASS Crossword

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Across
  1. 2. CASS 9 relates to this, ______ to clients
  2. 5. This CASS process refers to new money in
  3. 7. Client money can be held for six years and then given away to a ______ if unclaimed
  4. 10. Manage pre-visit ______, review and distribute requests from Auditors & Manco, this is a CASS Audit Oversight Team responsibility
  5. 12. This CASS process refers to money out
  6. 15. CASS 8 refers to this, ______
  7. 16. FCA Principle for Business 10: “A firm must arrange ______ protection for clients’ assets when it is responsible for them”
  8. 17. Chapter 7 relates to this, Client money ______
Down
  1. 1. The CASS Coordinator for Janus Henderson Investors
  2. 3. This CASS process refers to direct debits
  3. 4. CASS process 267 refers to client money ______
  4. 6. If you receive a CASS escalation, you can refer to ______
  5. 8. How often are CASS Statements sent?
  6. 9. CASS rules were implemented by this organisation
  7. 10. Client Assets Sourcebook acronym
  8. 11. The CASS SME for Client Services Voice
  9. 13. The service tier for Janus Henderson Investors CASS
  10. 14. Client Money and Asset ______ (CMAR)