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3. Are restrictions on doing business with certain individuals, businesses and countries, often because they have broken international law.
7. For high risk and special category customers, we need to gather additional information about them, their associates and activities. This additional process must be documented so that it is available for inspection by regulators.
8. A Sanctioned country.
10. When assessing customer Financial Crime risk Certain ‘special category customers’ are automatically treated as high risk. One example Includes PEPs. What does it stand for? ______________ Exposed Persons.
11. What does SCION stand for?

1. The first name of the Global Head of Anti-money Laundering?
2. This relates to the origin of money that an existing or potential customer wishes to deposit with HSBC. We ask for this information to establish where the monies come from, how they were accumulated, and the method by which they will be transferred. It helps us to prevent money laundering and other financial crime.
4. The last name of the Independent Compliance Monitor for HSBC?
5. Compliance Intelligence Operations ___________
6. What is the 3rd stage of Money Laundering?
9. Between 2001 and 2010 our controls were not sufficiently strong and effective in relation to anti money laundering programmes and sanctions, because of this the US Department of ___________ has filed four counts of criminal information charging HSBC.