FND Final Rev

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Across
  1. 2. If an IA gives you a 12 digit account number, they are giving you a schwab bank _______ _________ account number.
  2. 5. A WPFA advisor can request a check distribution out of an account with an SLOA or client authorization if it's a ____ ___ check.
  3. 7. If you submit a transaction in CC from a verbal request, you must reach out to your manager or team approver to approve it if its in a ___ status.
Down
  1. 1. The fastest and easiest way to get client authorization for a transaction is
  2. 3. This restriction can imply that there are legal documents required to disburse funds form an account.
  3. 4. ___ is the team that can end clients can call if they need to contact us for any requests/authorization.
  4. 6. The 2 CC notes on any money movement processed from paperwork are 'for details see' and 'sig ____ vs'