Investing Vocabulary

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Across
  1. 2. an offering of unregistered securities to a limited pool of investors
  2. 4. funds that trade on exchanges, generally tracking a specific index
  3. 5. where securities are created so they can be sold to investors for the first time
  4. 10. a digital system that matches buyers and sellers looking to trade securities in the financial markets
  5. 15. the sale of equity shares or other financial instruments such as bonds to the public in order to raise capital
  6. 18. profits gained from the sale of capital assets
  7. 20. the annual income an investor can expect to receive while holding a particular bond
  8. 22. the amount of money a bond issuer promises to repay bondholders at maturity
  9. 23. a filing with the SEC making required disclosures in connection with the registration of a security, a securities offering or an investment company under federal securities laws
  10. 25. individual participant or member firm of an exchange that buys and sells securities for its own account
  11. 27. special type of stock that pays a set schedule of dividends and does not come with voting rights
  12. 28. When a private company first sells shares of stock to the public
Down
  1. 1. the practice of spreading your investments around so that your exposure to any one type of asset is limited
  2. 3. let you pool your money with other investors to buy stocks, bonds, and other investments
  3. 6. the date when the final payment is due for a loan, bond, or other financial product
  4. 7. a security that represents ownership in a company
  5. 8. groups together the prices of 30 of the most traded stocks on the New York Stock Exchange (NYSE) and the Nasdaq
  6. 9. a security where usually a bond or a preferred stock that can be converted into a different security, typically shares of the company's common stock
  7. 11. individuals classified by the SEC as qualified to invest in complex or sophisticated types of securities
  8. 12. where securities are traded after the company has sold its offering on the primary market
  9. 13. loan from an investor to a borrower such as a company or government
  10. 14. an expression for net asset value that represents the value per share of a mutual fund, an exchange-traded fund (ETF), or a closed-end fund
  11. 16. investment's annual income (interest or dividends) divided by the current price of the security.
  12. 17. your lender verifies your income, assets, debt and property details in order to issue final approval for your loan
  13. 19. a stock market index that measures the performance of about 500 companies in the U.S
  14. 21. securities that are not listed on a major exchange in the United States and are instead traded via a broker-dealer network
  15. 24. a group of shares that are used to give an indication of a sector, exchange or economy
  16. 26. a marketplace, where financial securities issued by companies are bought and sold