NASAA Investment Adviser Examiners' Crossword

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Across
  1. 3. a digital ledger for cryptocurrency transactions
  2. 9. the cost for an investment adviser's services
  3. 10. to act in the best interest of the client
  4. 15. provides continuous investment services for a fee
  5. 18. wrongful or criminal deception intended to result in personal gain
  6. 19. ticker for Amazon
  7. 22. competing personal and business plans
  8. 24. a firm that executes security transactions for itself and clients
Down
  1. 1. fraudulant investment operations where returns for older investors are paid through revenue from new investors
  2. 2. ticker symbol for Facebook
  3. 4. the oldest investor protection organization
  4. 5. a written disclosure statement that must be provided to existing and prospective clients
  5. 6. client and firm documents
  6. 7. a type of cryptocurrency
  7. 8. ticker symbol for Netflix
  8. 11. freedom to make investment decisions on behalf of the client
  9. 12. a method to raise funds for cryptocurrency
  10. 13. recommended procedure or implementation
  11. 14. exempt sale of securities to accredited investors
  12. 16. free from security registration
  13. 17. individuals with a history of disciplinary actions
  14. 20. possession of client funds or securities
  15. 21. a fixed income security
  16. 23. the sunshine state