NASAA Investment Adviser Examiners' Crossword

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Across
  1. 1. ticker symbol for Netflix
  2. 3. to act in the best interest of the client
  3. 6. a type of cryptocurrency
  4. 10. client and firm documents
  5. 11. a fixed income security
  6. 16. a digital ledger for cryptocurrency transactions
  7. 17. the sunshine state
  8. 18. competing personal and business plans
  9. 19. exempt sale of securities to accredited investors
  10. 21. free from security registration
Down
  1. 1. the oldest investor protection organization
  2. 2. freedom to make investment decisions on behalf of the client
  3. 4. a method to raise funds for cryptocurrency
  4. 5. recommended procedure or implementation
  5. 7. provides continuous investment services for a fee
  6. 8. possession of client funds or securities
  7. 9. fraudulent investment operations where returns for older investors are paid through revenue from new investors
  8. 12. a firm that executes security transactions for itself and clients
  9. 13. the cost for an investment adviser's services
  10. 14. a written disclosure statement that must be provided to existing and prospective clients
  11. 15. wrongful or criminal deception intended to result in personal gain
  12. 16. individuals with a history of disciplinary actions
  13. 17. ticker symbol for Facebook
  14. 20. ticker symbol for Amazon