PORT

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Across
  1. 1. "The Big Board" - provides a means for buyers and sellers to trade shares of stock in companies registered for public trading
  2. 3. An investment vehicle that is made up of a pool of funds collected from many investors to buy stocks, bonds, short-term money market instruments, and/or other securities
  3. 7. Person who executes orders on behalf of his/her client
  4. 8. An identification number assigned to all stocks and registered bonds
  5. 11. The cost at which a share was bought
  6. 15. a)12th Jan 2010 10 Buy b)12th Mar 2011 20 Buy c)20th Dec 2011 15 Buy d)10th Jan 2012 05 Sell. What is the disposal method used when 5 shares are sold from 12th Jan 2010
  7. 17. An individual who has passed the NASD's registration process and is therefore licensed to work in the securities industry
  8. 18. System in which non-NSCC transfer settlement takes place
  9. 19. The securities, property and other assets that are owned by person or company
  10. 20. Uniquely identifies a foreign security
  11. 25. On 20th Jan 2012, Account ‘A’ received 100 shares. What is the term used to denote the day Jan 17th
  12. 28. Date The day on which buy/ sell entered into Pershing
Down
  1. 2. Unique reference number for a transaction
  2. 4. A business organization, such as a corporation, limited liability company or partnership
  3. 5. World's largest post-trade financial services company
  4. 6. The cost at which a share was sold
  5. 9. Percentage of the original principal that is left to be distributed in a mortgage-backed security
  6. 10. An account on the balance sheet of a corporation or entity that offsets the balance of a related and corresponding account
  7. 12. A Component part of Cusip
  8. 13. Securities not owned by an investor, Relevent only when you sell
  9. 14. A type of trade, Allows its clients to buy securities with money borrowed from the broker
  10. 16. A person or firm that buys and sells from his or her own inventory of securities as well as for others
  11. 21. It is a form of retirement plan that provides tax advantages for retirement savings in the United States
  12. 22. A debt instrument issued for a period of more than one year with the purpose of raising capital by borrowing
  13. 23. A person who contracts with a clearing firm to handle the execution and settlement of orders
  14. 24. Specifies a contract between two parties for a future transaction on an asset at a reference price
  15. 26. An arrangement by which an organization accepts a customer's financial assets and holds them on behalf of the customer at his or her discretion
  16. 27. A resource with economic value that an individual, corporation or country owns or controls with the expectation that it will provide future benefit