Registration Cross Word Puzzle

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Across
  1. 6. System where reviews for FAs, Recruits, and CAC FAs are submitted
  2. 8. GA who handles all MSIM requests
  3. 9. When an individual leaves the Firm
  4. 11. If someone has three customer complaints in the last five years, they are escalated to this group
  5. 15. Name of system used to assign alerts
  6. 16. Reason why an individual would be pending state approval
  7. 19. Individual who handles manual state requests
  8. 20. System where reviews for all other job titles are submitted
Down
  1. 1. When an individual moves to a different branch
  2. 2. Someone who is taking the Series 7 for the first time
  3. 3. When an individual doesn’t complete their CE by the due date
  4. 4. The name of the company that conducts background checks reviewed by GAs
  5. 5. If a termination generates a DRP on the U4, it is escalated to this group
  6. 7. The required training for individuals registered with the NFA
  7. 10. Fingerprint status after 2 illegible fingerprint cards
  8. 12. Court order requiring your employer to withhold a certain amount from your paycheck
  9. 13. Number of days Pre hires are valid
  10. 14. Request for more information about a current disclosure on the U4
  11. 17. The only state that does not hold the AG or RA status
  12. 18. An individual who is leaving their firm and joining ours on the same day