REGULATION OF MUTUAL FUNDS IN THE PHILIPPINES

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Across
  1. 2. Key document detailing a fund's objectives, risks, and fees.
  2. 4. The person or entity putting money into a fund.
  3. 8. Requirement to provide important fund information to the public.
  4. 10. Guiding principles for fund manager conduct.
  5. 11. The possibility of losing money on an investment.
  6. 13. Bank-offered investment fund regulated by the BSP.
  7. 15. Investor's formal process for reporting grievances or issues.
Down
  1. 1. Strategic division of investments among asset classes.
  2. 3. Rules ensuring investments match the client's financial profile and goals.
  3. 5. PH agency regulating mutual funds and securities.
  4. 6. "Know Your Customer" rule for identity verification.
  5. 7. PH agency regulating banks and UITFs.
  6. 9. Spreading investments across different asset classes to reduce risk.
  7. 12. Manager's duty to always act in the investor's best interest.
  8. 14. FUND A corporate entity investment fund regulated by the SEC.