Rollovers and ESRP
Across
- 1. When will a Client Receive their Form 5498
- 4. Where Distribution Codes are on Form 1040
- 7. Once FA Identifies an Employer Plan eligible, As best practice to go through the rollover __________
- 8. Client initiated a rollover without having a conversation about the rollover
- 9. Considerations Leave it Roll it Move it Take it
Down
- 2. Tax form issued by Distributing Firm
- 3. What is always needed on a Rollover?
- 5. Rollover Distribution which funds are never constructively received by client.
- 6. Days to return any funds in order to limit their tax liability