Legislation governing complaints
Across
- 3. What do we call the process which we follow to ensure we learn from our mistakes?
- 5. The pensions fund act governs the management of investments known as .........
- 6. Is the process to taking funds and disguising its criminal origins.
- 7. Act which combats money laundering.
- 8. Products and services marketed and sold in the retail market must be ............... to meet the needs of identified customer groups and targeted accordingly.
- 9. A service that is provided for or on behalf of another entity respect of their products will be an intermediary service and any complaint relating to that service will be a ....... complaint.
Down
- 1. The purpose of this Act is to provide for the registration, incorporation, regulation and dissolution of pension funds and for matters incidental thereto.
- 2. Gives consumers various warranties and indemnities.
- 4. Which role within Old Mutual is expected to provide assurance that Old Mutual complies with all relevant legislation?