vocab

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Across
  1. 3. where securities are created,
  2. 7. a digital system that matches buyers and sellers looking to trade securities in the financial markets.
  3. 8. a security—usually a bond or a preferredstock stock that can be converted into a different security—typically shares of the company's common stock.
  4. 9. A class of stock that is granted certain rights that differ from common stock.
  5. 11. a pooled collection of assets that invests in stocks, bonds, and other securities.
  6. 13. securities that are not listed on a major exchange in the United States and are instead traded via a broker-dealer network
  7. 14. funds that trade on exchanges, generally tracking a specific index.
  8. 15. provide liquidity and depth to markets and profit from the difference in the bid-ask spread.
  9. 16. A type of tradeable asset, or security, that equates to ownership in a company.
  10. 18. You have a capital gain if you sell the asset for more than your adjusted basis.
  11. 20. A group of 500 companies whose average daily share prices are used to calculate an index of the day's security prices.
  12. 21. the annual income an investor can expect to receive while holding a particular bond.
  13. 22. The nominal value of a bond, share of stock, or a coupon as indicated in writing on the document or specified by charter.
  14. 23. a group or basket of securities, derivatives, or other financial instruments that represents and measures the performance of a specific market, asset class, market sector, or investment strategy.
  15. 24. when a private company becomes public by selling its shares on a stock exchange.
  16. 25. a real estate metric that indicates the value of a mutual fund or an exchange-traded fund
  17. 27. where those securities are traded by investors.
  18. 28. a price-weighted index that tracks 30 large, publicly-owned companies trading on the New York Stock Exchange and the Nasdaq.
Down
  1. 1. the rate of return on a bond investment.
  2. 2. An individual can become an accredited investor if he or she has a net worth of over $1M, alone or with a spouse.
  3. 4. date the moment in time when the principal of a fixed income instrument must be repaid to an investor
  4. 5. The practice of spreading your investments around so that your exposure to any one type of asset is limited.
  5. 6. the process companies use to raise money by selling securities to a limited number of potential investors.
  6. 10. a forum where securities like bonds and stocks are purchased and traded.
  7. 12. A filing with the SEC making required disclosures in connection with the registration of a security, a securities offering or an investment company under federal securities laws.
  8. 17. used by governments or companies to raise money by borrowing from investors.
  9. 19. Your lender verifies your income, assets, debt and property details in order to issue final approval for your loan.
  10. 26. a sale or equity shares or debt securities by an organization to the public in order to raise funds for the company.