Aon Singapore Compliance - Retail Onboarding Training for New Hires

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Across
  1. 3. The following countries are embargoed countries - ____, North Korea, Iran and Syria
  2. 4. Explanations for approaching offshore insurers include no local capacity, insufficient local capacity, client instruction with ______ for approaching offshore insurers or legal requirements for risk to be placed offshore.
  3. 6. GI Intermediaries, like Aon must not pay fees or share commissions with business ______ or referres, regardless of whether they are registered agents or unqualified and unregistered entities
  4. 7. An example of "anything of value" may be a ____ that is offered by a client
Down
  1. 1. Client is domiciled in Singapore but the risk is insured overseas. Compliance's approval per S83 is not required prior to approaching offshore insurers (True or False)
  2. 2. If Aon's interests differ from the interest of a client, this is a ________ conflict of interest.
  3. 3. The misuse of power for private gain
  4. 5. A ________ is an example of military equipment or intelligence application which is a sanctioned/ trade-restricted material that should be escalated to Compliance for review and approval