Are youSmarter than a Compliance Officer?

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Across
  1. 4. Number of principles
  2. 6. Principle 2: Follow both the _____ and the letter of the law
  3. 7. Keep workplace relationships free of _____ and harassment
  4. 8. Protect the _____ information of our clients, suppliers and fellow employees
  5. 10. Follow BMO policy on _____ information when dealing with the media, including social networking sites
  6. 12. Principle 6: Ensure _____ and Leisure activities do no harm to BMO
  7. 13. To raise a concern, consult your _____ or the compliance officer
  8. 14. Principle 3: _____ concerns promptly
Down
  1. 1. Eryn is our BUCO which stands for Business Unit _____ Officer
  2. 2. Ensure _____ _____ complies with law and policy
  3. 3. Make sure you _____ all BMO policies
  4. 5. Ensure you understand and comply with _____ window restrictions
  5. 9. Principle 1: Maintain your personal _____
  6. 10. Principle 4: Protect information, _____, and other assets
  7. 11. Principle 5: _____ conflicts of interest