Audit Procedures and Documentation

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Across
  1. 2. Considered to be sensitive and confidential personal identifier.
  2. 3. Section of the Test Preface Summary that details the purpose of the test.
  3. 5. Are developed during the Risk Assessment process for subsequent testing.
  4. 8. Audit procedures performed in risk assessment include inquiries, observations, and _____.
  5. 10. Plan testing of internal control over major programs to support a _____ assessed level of control risk.
  6. 11. Controls to ensure transactions occurred, are authorized, and are completely and accurately recorded and processed.
  7. 12. Risk of susceptibility of material noncompliance before consideration of related controls.
  8. 13. Acronym for the Fresh Fruit and Vegetable Program.
  9. 15. Audit dispositions are made by this individual.
  10. 17. Should not be used to substitute for face-to-face conversation.
  11. 18. SWFA standard document used to document audit procedures.
  12. 21. Explains step by step what work was performed by the auditor.
Down
  1. 1. Type of disposition.
  2. 4. Audit team discussion identifying entity’s susceptibility to material noncompliance resulting from errors or fraud.
  3. 5. Test Preface Summary
  4. 6. Type of procedure used by auditor in planning the nature, timing, and extent of other auditing procedures.
  5. 7. Disposition type for a finding.
  6. 9. Elementary schools participating in the Fresh Fruit and Vegetable Program must participate in this Federal program.
  7. 14. Clearly inconsequential disposition.
  8. 16. Documents procedures to test the effectiveness of identified controls.
  9. 19. Controls that limit and prevent individuals from viewing, inputting, updating, and changing information in IT systems.
  10. 20. Documents received from the auditee should be _____.