Across
- 2. – The process of identifying and analyzing risks.
- 5. – Violation of a law, duty, or agreement.
- 7. – Abbreviation for Foreign Corrupt Practices Act.
- 9. – Consequences for failing to follow regulations.
- 10. – Recording and documenting compliance breaches.
- 13. – Procedures to ensure proper operation of systems.
- 14. – A professional responsible for managing compliance.
- 15. – Protecting systems and data from cyber threats.
Down
- 1. – Measures to prevent illicit financial activities.
- 3. – A group responsible for overseeing ethical practices.
- 4. – An in-house review of processes and systems.
- 6. – The act of making information known.
- 8. – Adherence to moral and ethical principles.
- 11. – A set of rules outlining acceptable behaviors.
- 12. – Relating to rules issued by governing bodies.