Across
- 1. There is no modern slavery in Australia. True or False?
- 8. Do this with controls on an ongoing basis to ensure that their implementation is effective
- 9. Regular and open communication is essential to fostering a positive compliance _
- 12. Risk and Compliance _ . An open and informal forum to collaborate and share on all things related to risk and compliance
- 14. Occurs when there is an actual or potential non-compliance (2 words)
- 15. At EQL, we aspire to create an organisational culture where all staff feel confident to speak up about potential wrongdoing. True or False?
- 16. Conforming to a rule i.e. policy, standard or law
- 17. Moral principles and values that guide a person
- 18. Where can you 100% anonymously report suspected or actual misconduct (2 words)
- 19. Compliance obligations can be mandatory or _
Down
- 2. What you call issues that may indicate an underlying problem with control systems
- 3. What you must stay on top of to ensure EQL remains compliant (2 words)
- 4. The Policy that sets the standards expected of all persons working with EQL (3 words)
- 5. Another name for breach
- 6. Circumstances where an employee’s private interests, or duties to another organisation, are inconsistent with, or diverge from, the employee’s duties to EQL (3 words)
- 7. Risk Evaluation _
- 10. Non-compliances should be immediately _
- 11. Who has responsibility and accountability for satisfying compliance obligations in their day-to-day activities
- 13. Unacceptable or improper behaviour by an employee