Across
- 2. equals deliver (in lieu of physical prospectus)
- 4. provides basic information on the new offering
- 6. price to public
- 7. what selling group members earn on shares sold
- 9. what kind of facts are required to be disclosed for due diligence
- 17. agreement between issuer and lead underwriter
- 18. group of firms acting as one
- 19. provides requires disclosures on the new offering
- 21. divided account type
- 23. when underwriter agrees to take liability for unsold shares
- 24. informal agreement between lead underwriter and issuer
- 25. terms of offering are decided upon by issuer and underwriter
Down
- 1. type of equities that restricted persons cannot buy as initial offerings
- 3. period during which the registration statement is reviewed
- 5. difference between selling price and what the issuer receives
- 8. agreement between underwriters
- 10. aka preliminary prospectus
- 11. off limits during the 20 days leading up to public sale
- 12. offering in which the issuer receives the proceeds
- 13. state laws
- 14. one of the exempt issuers
- 15. commitment where underwriter acts as agent
- 16. aka underwriting firm
- 20. type of offering available for blue chip companies
- 22. first day the issue can be sold to the public