Fund Transfer Crossword Puzzle

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Across
  1. 1. What is the acronym for Automatic Asset Rebalance?
  2. 3. TRANSFER What type of transfer involves providing contract and trade instructions through Zoom chat to the representative?
  3. 4. Before processing a transfer, where should you verify the money is currently?
  4. 6. Whose name should be documented in Chorus if they confirmed the trade?
  5. 8. If a call is finalized at or after 4:00 p.m. EST, it becomes effective the next business what?
  6. 10. What future investment elections should be discussed with the caller?
  7. 12. What should be recorded verbally with the caller along with the date?
Down
  1. 2. REP Who must review the transaction if the Field Professional is not on the line?
  2. 3. In what system should the completed fund transfer template be documented?
  3. 5. Along with your name, what should be provided to the caller for confirmation?
  4. 7. OWNER What must be verified before taking a fund transfer request?
  5. 8. What is the acronym for Dollar Cost Averaging?
  6. 9. TRANSFER What type of transfer involves discussing the contract and trade instructions with the representative before completing the transfer?
  7. 11. If the owner is not on the call, whose agreement with the request must be confirmed?