Across
- 3. In addition to identifying and detaining those using WU services for illicit purposes, Compliance employees can help that funds used for the right purposes arrive safely to customers’ family and friends.
- 4. Among the many ways in which Compliance can make a difference is to to customers and business partners.
- 8. A goal of WUBS is to fully a culture of compliance in its business.
- 10. According to the Director of AML operations for LAROC, the new governance in place enables the integration of innovation and regulatory compliance while keeping the front and center.
- 11. One of the critical factors in a successful partnership between Compliance and business is for business to be able to walk away from . (Hint: The answer is two words.)
- 12. Compliance should be both partner and to the Business side of the house.
Down
- 1. In a solid working partnership, the third line of defense is . (Hint: the answer is two words.)
- 2. A major Business – Compliance project consolidated a branch of Financial UK under Western Union International Bank. (Hint: The answer is two words.)
- 5. According the Director of AML Ops for LAROC, Compliance employees have ways to make a difference in the world that other kinds of businesses may not offer.
- 6. The model for the Compliance – business partnership is built on lines of defense.
- 7. Compliance can be a strong for business because many existing and potential customers require strong compliance from their partner banks. (Hint: The answer is two words.)
- 9. takes the first line of defense in the WUBS – Compliance partnership model.