Across
- 3. _______ call disclosure must be made when making calls to end-clients
- 5. We _____ a case out when we need to wait for advisors to reply to our alert
- 7. Tab on SAC where the IA can locate NIGO messages sent to them
- 8. MM Option that links brokerage acct to ext acct
- 10. Internal transfer of funds from one acct to another
- 11. The group that works out of the data-collection queue
- 12. Slowest MM distribution option
Down
- 1. Best MM option if funds are needed for an emergency
- 2. File system where documents are held for up to 10 years
- 4. Dinosaur system (DOS) that uses four letter codes to look-up acct info
- 5. These cannot be journaled via SLOA
- 6. This acronym shows the percentage of withholding on a retirement acct
- 7. Authentication method required on an AODS Certificate of Completion
- 9. This acronym for auth individual has the most auth equivalent to end-client