Across
- 3. cutoff for most of our account withdrawals
- 5. managed for tax sensitivity
- 10. where we trade securities
- 11. managed to mitigate market volatility
- 12. what we waive for PAS funding
- 15. we do not service these accounts
- 16. when a fee invoice does not get sent, it is?
- 17. Ops checks for this when moving into FPP
- 20. managed with bonds whose interest income is exempt from regular federal income tax
- 24. read when you trade 10 or more securities
- 25. PAS Service has the highest requirement among departments
- 26. checking orders in systems down
- 28. cutoff for blended account withdrawals
- 31. 9:30AM-4:00PM
- 32. where you locate information on other reps
- 33. these accounts accept stocks but only one accepts ETFs
- 35. when a client gives you an incorrect verifier
- 37. funding FPP in kind
Down
- 1. accounts are _____ when aggregated with other accounts
- 2. type of bonds found in Breck accounts
- 4. clients trying to reach their representative need this
- 5. type of funds where fees are waived when TIK'd into managed accounts
- 6. tool used to trade and transfer money out of PAS accounts
- 7. mainframe command for checking fees when systems are down
- 8. when you add a note to a work item, you should also add a note here
- 9. all managed accounts can be funded with this
- 13. not eligible in SMA accounts
- 14. funds that can only be held in managed accounts
- 18. also known as Diversified Income
- 19. what you check everyday before taking calls
- 21. Focused model code begins with V
- 22. who you call for help (not ghost busters)
- 23. blended and all fidelity
- 27. when a client requests a supervisor
- 29. make sure you select this when moving money out of the core
- 30. mutual fund only account
- 34. when you retain assets
- 36. trading stocks in systems down