Registration Cross Word Puzzle

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Across
  1. 3. Individual who handles manual state requests
  2. 6. If a termination generates a DRP on the U4, it is escalated to this group
  3. 7. The only state that does not hold the AG or RA status
  4. 9. System where reviews for all other job titles are submitted
  5. 10. Letter Request for more information about a current disclosure on the U4
  6. 12. Check Fingerprint status after 2 illegible fingerprint cards
  7. 13. Number of days Pre hires are valid
  8. 14. System where reviews for FAs, Recruits, and CAC FAs are submitted
  9. 16. When an individual leaves the Firm
  10. 18. An individual who is leaving their firm and joining ours on the same day
  11. 20. Inactive When an individual doesn’t complete their CE by the due date
Down
  1. 1. Reason why an individual would be pending state approval
  2. 2. Supervision If someone has three customer complaints in the last five years, they are escalated to this group
  3. 4. Ethics The required training for individuals registered with the NFA
  4. 5. Court order requiring your employer to withhold a certain amount from your paycheck
  5. 8. GA who handles all MSIM requests
  6. 11. Branch When an individual moves to a different branch
  7. 15. Name of system used to assign alerts
  8. 17. Someone who is taking the Series 7 for the first time
  9. 19. The name of the company that conducts background checks reviewed by GAs