Across
- 2. Team responsible for all firm entity filings
- 4. Team that processes NMLS MU4R Amendments
- 5. Team that manages FINRA continuing education
- 8. One-hour monthly session dedicated to your career development
Down
- 1. Team that handles U4 Amendments
- 3. Registration & Insurance Licensing System
- 6. Team that conducts reviews and researches secondary market securities and corporate debt trades
- 7. Nationwide Multistate Licensing System