Across
- 5. In a ______ stock split, the number of outstanding shares is reduced, and the share price is increased proportionally.
- 7. a _______ offering is another name for a subscription right.
- 10. This type of stock represents ownership that pays a regular fixed dividend payment
- 11. __________ rights allow a current shareholder to maintain their proportionate ownership interest and avoid dilution when a company issues additional shares.
- 13. The term _________ refers to shares of stock that are trading but no longer have rights attached to them.
- 15. In a ______ stock split, the number of outstanding shares increases, and the share price is reduced proportionally.
- 18. The _________ is the first day purchasers of the stock will not receive a dividend.
- 24. This institution is responsible for issuing and cancelling certificates and processing investor mailings.
- 26. This type of stock is primarily a form of ownership in a corporation, representing a claim on part of the company's assets and earnings; it offers the potential for growth in the form of capital gains and/or income from dividends.
- 27. A _______ stock is any share in a company that is anticipated to grow at a rate significantly above the average growth for the market.
- 28. This type of stock mirrors the economy, strengthening when the economy is growing.
- 29. These are defined as OTC equity securities (i.e. unlisted) worth less than $5.00 per share.
- 31. This institution is responsible for holding investor assets or securities for
- 34. Warrants are issued with an exercise value _______ the current market value of the stock
- 36. The reduction of ownership interest is known as ________.
- 37. The number of outstanding shares cannot be _______ than the number of authorized shares.
- 38. A company’s _______ must declare dividends to be paid.
- 39. The increase in value of a security that is owned but not sold is sometimes referred t as a __________.
- 40. Buying a stock at one price and selling it at a higher price results in a _________.
- 41. and may also maintain certain investor records.
Down
- 1. This is a negotiable certificate issued by a U.S. depositary bank representing a specified number of shares—usually one share—of a foreign company's stock.
- 2. These are distributions of a company’s profits to shareholders, generally paid in cash or additional stock.
- 3. This type of stock is defined as authorized stock that was previously sold to the public but was repurchased by the issuer.
- 4. Common stockholders have _______ liability, meaning they can only lose what they paid.
- 6. When the broker-dealer is the owner on record for the stock, this is known as holding the security in _______.
- 8. A __________ is the sale of an asset, such as a bond or stock, that the seller does not own.
- 9. This split is an artificial adjustment in the issuer’s outstanding share count and stock price.
- 12. How almost all common stock is issued.
- 14. This type of risk is the risk that a specific company may not be profitable.
- 16. Warrants are commonly attached to another security, usually a bond, as a _________ to entice buyers.
- 17. A _______ stock provides consistent dividends and stable earnings regardless of the overall state of the stock market.
- 19. These are typically issued by a company in conjunction with another security to make that other security more attractive to investors.
- 20. This type of stock is defined as the shares of authorized stock that have been sold to the public.
- 21. This type of voting structure allows a shareholder to vote one time per share for each seat on the board of directors.
- 22. Votes by shareholders can be cast by _______ if they are unable to attend the meeting
- 23. This type of preferred stock allows investors to receive dividends in arrears.
- 25. Shares that are issued or sold to investors from the available number of authorized shares and held by investors are known as ____________ shares
- 30. Rights (pre-emptive rights) are considered _______ in regard to their availability.
- 32. This type of stock is defined as the approved number of shares a corporation can sell when it decides to offer stock to the public.
- 33. This type of voting structure allows the shareholder to pool their votes together and allocate them as desired.
- 35. These stocks are issued by well-known companies with a long history of paying dividends