The Security & Exchange Acts Legacy

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Across
  1. 6. regulates the exchanges on which securities are ____
  2. 7. This act also helped regulate the ____ ______, enforce federal security laws, and required full disclosure of stock information.
  3. 9. The Security & Exchange Acts Is still ____.
  4. 10. this is about the _______ & exchange act
Down
  1. 1. regulates secondary financial markets to ensure a transparent and fair _________ for investors. create transparency in the financial statements of corporations.
  2. 2. The Security & Exchange Act was formed on ____ ___, 1934
  3. 3. The Security & Exchange Act was considered a ______
  4. 4. It is now one of many laws that control securities offerings in the ______.
  5. 5. The Acts formation and purpose was to help prevent another Wall Street ____.
  6. 8. register, regulate, and oversee brokerage firms, ______ agents, and clearing.