Across
- 2. an offering of unregistered securities to a limited pool of investors
- 4. funds that trade on exchanges, generally tracking a specific index
- 5. where securities are created so they can be sold to investors for the first time
- 10. a digital system that matches buyers and sellers looking to trade securities in the financial markets
- 15. the sale of equity shares or other financial instruments such as bonds to the public in order to raise capital
- 18. profits gained from the sale of capital assets
- 20. the annual income an investor can expect to receive while holding a particular bond
- 22. the amount of money a bond issuer promises to repay bondholders at maturity
- 23. a filing with the SEC making required disclosures in connection with the registration of a security, a securities offering or an investment company under federal securities laws
- 25. individual participant or member firm of an exchange that buys and sells securities for its own account
- 27. special type of stock that pays a set schedule of dividends and does not come with voting rights
- 28. When a private company first sells shares of stock to the public
Down
- 1. the practice of spreading your investments around so that your exposure to any one type of asset is limited
- 3. let you pool your money with other investors to buy stocks, bonds, and other investments
- 6. the date when the final payment is due for a loan, bond, or other financial product
- 7. a security that represents ownership in a company
- 8. groups together the prices of 30 of the most traded stocks on the New York Stock Exchange (NYSE) and the Nasdaq
- 9. a security where usually a bond or a preferred stock that can be converted into a different security, typically shares of the company's common stock
- 11. individuals classified by the SEC as qualified to invest in complex or sophisticated types of securities
- 12. where securities are traded after the company has sold its offering on the primary market
- 13. loan from an investor to a borrower such as a company or government
- 14. an expression for net asset value that represents the value per share of a mutual fund, an exchange-traded fund (ETF), or a closed-end fund
- 16. investment's annual income (interest or dividends) divided by the current price of the security.
- 17. your lender verifies your income, assets, debt and property details in order to issue final approval for your loan
- 19. a stock market index that measures the performance of about 500 companies in the U.S
- 21. securities that are not listed on a major exchange in the United States and are instead traded via a broker-dealer network
- 24. a group of shares that are used to give an indication of a sector, exchange or economy
- 26. a marketplace, where financial securities issued by companies are bought and sold