Across
- 3. where securities are created,
- 7. a digital system that matches buyers and sellers looking to trade securities in the financial markets.
- 8. a security—usually a bond or a preferredstock stock that can be converted into a different security—typically shares of the company's common stock.
- 9. A class of stock that is granted certain rights that differ from common stock.
- 11. a pooled collection of assets that invests in stocks, bonds, and other securities.
- 13. securities that are not listed on a major exchange in the United States and are instead traded via a broker-dealer network
- 14. funds that trade on exchanges, generally tracking a specific index.
- 15. provide liquidity and depth to markets and profit from the difference in the bid-ask spread.
- 16. A type of tradeable asset, or security, that equates to ownership in a company.
- 18. You have a capital gain if you sell the asset for more than your adjusted basis.
- 20. A group of 500 companies whose average daily share prices are used to calculate an index of the day's security prices.
- 21. the annual income an investor can expect to receive while holding a particular bond.
- 22. The nominal value of a bond, share of stock, or a coupon as indicated in writing on the document or specified by charter.
- 23. a group or basket of securities, derivatives, or other financial instruments that represents and measures the performance of a specific market, asset class, market sector, or investment strategy.
- 24. when a private company becomes public by selling its shares on a stock exchange.
- 25. a real estate metric that indicates the value of a mutual fund or an exchange-traded fund
- 27. where those securities are traded by investors.
- 28. a price-weighted index that tracks 30 large, publicly-owned companies trading on the New York Stock Exchange and the Nasdaq.
Down
- 1. the rate of return on a bond investment.
- 2. An individual can become an accredited investor if he or she has a net worth of over $1M, alone or with a spouse.
- 4. date the moment in time when the principal of a fixed income instrument must be repaid to an investor
- 5. The practice of spreading your investments around so that your exposure to any one type of asset is limited.
- 6. the process companies use to raise money by selling securities to a limited number of potential investors.
- 10. a forum where securities like bonds and stocks are purchased and traded.
- 12. A filing with the SEC making required disclosures in connection with the registration of a security, a securities offering or an investment company under federal securities laws.
- 17. used by governments or companies to raise money by borrowing from investors.
- 19. Your lender verifies your income, assets, debt and property details in order to issue final approval for your loan.
- 26. a sale or equity shares or debt securities by an organization to the public in order to raise funds for the company.